OtherFiled on BSE ·
SEBI imposes penalty on SMC Global Securities Ltd. for regulatory violations
SMC Global Securities Ltd · Capital Markets
What the filing says
- SMC Global violated SEBI and NSE regulations related to records, supervision of AP, and assured returns
- Fixed payouts of ₹18.46 crore made to 161 clients from ₹61.13 crore invested during April 2022 to June 2024
- Penalty imposed under Section 15HB of SEBI Act considering lack of quantifiable unfair gain or loss to investors
Original filing
Announcement under Regulation 30 (LODR)-Award_of_Order_Receipt_of_Order
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Summary written by Arthneeti from the company's filing with the stock exchange; check the original filing for full details. Arthneeti is a research and analytics platform, not a SEBI-registered investment adviser, and nothing here is a recommendation to buy or sell.